Personal account dealing — declaration requested

Investment Disclosure · filed by Layla Nasser · 2 September 2026 · 09:10

Automated pre-approval decision

Produced by the declaration flow when this was filed, from the rules in force at the time. Never changed by a decision below.

Suggested

Review required

A chat on 28 Aug showed intent to sell a holding; no pre-clearance request followed.

Flags

Pre-approval required

A chat on 28 Aug showed intent to sell a holding; no pre-clearance request followed.

Compliance Policy

Not screened yet

Layla Nasser · Legacy listed holding has not been checked against screening database.

Every field of the Private Placement form, in the order it asks for it.

Employee name (submitter)*Layla Nasser

Preclearance request – timing*None

Investment name / issuer*Not applicable

Type of offering*SPV

Holder name*Not applicable

Relationship of holder to employee (if not self)Dependent child

How was this opportunity sourced?*Risk signal — intent without follow-through

Is the issuer a current or prospective client, portfolio company, counterparty, or vendor of the firm?*Northbridge Advisory

Transaction type*Transfer

Trade / commitment date*2 Sep 2026

Investment amount*650

Currency*USD

Expected exit / lock-up horizonNot applicable

Will you receive material non-public information, a board seat, or observer rights?*No

Employee note / descriptionDisclosed proactively ahead of the activity taking place.

Preclearance affirmation*Confirmed by the employee at submission

Full nameLayla Nasser

Position & departmentResearch Analyst, Public Markets

InstrumentListed holding acquired before joining

Requested on2 September 2026

StatusOutstanding for 21 days

CurrentlyEscalated

Set it to

Reason (optional)

Your name and the time are recorded with the decision. Earlier decisions are kept, not replaced.

Escalated2 September 2026 · 09:10

Adrian Cole

No pre-clearance filed after the 14-day window. Declaration formally requested.