Research Analyst · Public Markets · with the firm since 6 Jun 2023
One chronology across every declaration type: submissions, decisions, conditions and escalations.
Asked about selling a listed holding — no request filed
Assistant conversation logged; no pre-clearance request in the 14-day window.
Outcome: Pending
Personal investment — tech ETF · EUR 12,000
Approved by Adrian Cole.
Outcome: Approved
Conference pass — Bluewave Partners · USD 260
Below the USD 300 threshold, recorded only.
Outcome: Approved
Open conflicts, approvals still running and conditions in force.
Trading intent without pre-clearance
Declaration requested by Compliance; still outstanding after 21 days.
Valid until Open-ended
Totals per counterparty this year and the mix of declaration types.
Per counterparty · 2026
By declaration type