New broker account — Interactive Brokers

New Broker Account Request · filed by Layla Nasser · 12 September 2026 · 14:22

Automated pre-approval decision

Produced by the declaration flow when this was filed, from the rules in force at the time. Never changed by a decision below.

Suggested

Review required

Every new personal brokerage account needs Compliance approval and duplicate statements.

Flags

Pre-approval required

Every new personal brokerage account needs Compliance approval and duplicate statements.

Compliance Policy

Not screened yet

Layla Nasser · New broker account has not been checked against screening database.

Every field of the New Broker Account Request form, in the order it asks for it.

Employee name (submitter)*Layla Nasser

Broker/Custodian*Interactive Brokers

Account number*****3123

Account name / nickname*None

Account holder*Not applicable

Relationship of holder to employee (if not self)Self

Account type*Individual cash account

Date account opened / expected opening date*12 Sep 2026

Does the account already hold any securities (e.g., a transfer-in)?*Standard terms

Authorization for duplicate statements/confirmations to Compliance*Requested, not yet confirmed

Preclearance affirmation (information complete and accurate)*Confirmed by the employee at submission

Full nameLayla Nasser

Position & departmentResearch Analyst, Public Markets

CurrentlyReview

Set it to

Reason (optional)

Your name and the time are recorded with the decision. Earlier decisions are kept, not replaced.

No officer has ruled on this yet. It is at review because that is where every filing starts.